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Hans Ewert

Captrust
24 Years of Experience
Costa Mesa, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Hans Ewert is a registered investment advisor at Captrust, based in Costa Mesa, CA, with 24 years of industry experience. Hans is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 41,750 clients with $1200B in assets under management.

Captrust
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
943 advisors
Number of Clients
41,750 clients
Average Client Portfolio
$29.6M average
Assets Under Management
$1236.7B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.85%
$5M+0.70%

Fees are negotiable and may be higher, lower, or waived based on account size, investment approach, complexity, and relationship duration. Assets above $10M are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1124 Bristol Street, Costa Mesa, CA, 92626

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Hans is a Wealth Advisor and Senior Vice President at Alpha Cubed Investments, spending about two-thirds of his time referring individuals. He also sells annuities and insurance products as suitable for clients and works as an insurance agent, dedicating minimal time to fixed insurance sales.

Employment History
Current Registrations
Captrust
February 2026 - Present · 8 mos
Capfinancial Securities, LLC.Broker
February 2026 - Present · 8 mos
Alpha Cubed Investments, LLC
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
The Leaders Group, INC.Broker
April 2012 - February 2026 · 13 yrs 10 mos
Mutual Securities, INC.Broker
August 2011 - April 2012 · 8 mos
Trw Investments
August 2011 - November 2012 · 1 yr 3 mos
Latitude Advisors, LLC
March 2010 - August 2011 · 1 yr 5 mos
Gwn Securities INC.Broker
March 2010 - August 2011 · 1 yr 5 mos
Medallion Investment Services, INC.Broker
November 2009 - December 2009 · 1 mo
Medallion Advisory Services, LLC
November 2009 - December 2009 · 1 mo
Wells Fargo Advisors, LLC
February 2007 - September 2009 · 2 yrs 7 mos
Wells Fargo Advisors, LLCBroker
February 2007 - September 2009 · 2 yrs 7 mos
Atlas Securities, LLCBroker
September 2006 - February 2007 · 5 mos
Wells Fargo Investments, LLC
May 2002 - September 2006 · 4 yrs 4 mos
Wells Fargo Investments, LLCBroker
January 2002 - September 2006 · 4 yrs 8 mos
Wells Fargo Securities, LLCBroker
June 2001 - January 2002 · 7 mos
State Registrations8 states
AZCACOIDMNNVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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