Mark Esslie
Mark Esslie is a registered investment advisor at Cetera Investment Advisers LLC, based in Latham, NY, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
19 British American Blvd East, Latham, NY, 12110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an 81% owner of The Esslie Group LLC, spending a few hours per week on it, and a partner of Iron Tree Financial. He is also a partner and founder of Dark Horse Insurance Services, but has no ongoing role as the partner will sell insurance, and a board member for Averil Park Community Team, Inc.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations29 states
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