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Michael Tomlin

23 Years of Experience
Congers, NY
Broker

Michael Tomlin is a registered investment advisor at Empower Advisory Group, LLC, based in Congers, NY, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

11 Medway Avenue, Congers, NY, 10920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Advisory Group, LLC
November 2023 - Present · 2 yrs 6 mos
Empower Financial Services, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Empower Financial Services, INC.
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Prudential Investment Management Services LLCBroker
December 2018 - April 2022 · 3 yrs 4 mos
MML Distributors, LLCBroker
July 2016 - September 2018 · 2 yrs 2 mos
Ast Investment Services, INC.
September 2010 - May 2016 · 5 yrs 8 mos
Prudential Annuities Distributors, INCBroker
September 2010 - May 2016 · 5 yrs 8 mos
Chase Investment Services CORP.
November 2009 - September 2010 · 10 mos
Chase Investment Services CORP.Broker
November 2009 - September 2010 · 10 mos
Allianz Global Investors Managed Accounts LLC
February 2003 - August 2007 · 4 yrs 6 mos
Allianz Global Investors Distributors LLCBroker
April 2001 - March 2009 · 7 yrs 11 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Tomlin - Financial Advisor | TrueAdvisor