Joseph Schwan
Joseph Schwan is a registered investment advisor at Cetera Investment Advisers LLC, based in Ronkonkoma, NY, with 23 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
329 Hawkins Ave, Ronkonkoma, NY, 11779
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is involved in several business activities, including being a shareholder in a payroll processing company, a member of a commercial real estate LLC, an insurance agent for Avantax, the sole member of Premiere Wealth Management, a director at Joseph M. Schwan CPA PC, and a partner at S & P Associates of LI, Inc. He dedicates about a quarter of his time to Premiere Wealth Management and about 10-20% of his time to S & P Associates of LI, Inc.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Park Avenue Securities LLCBroker
MML Investors Services, INC.Broker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations3 states
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