Jeffrey Smith
Jeffrey Smith is a registered investment advisor at MML Investors Services, LLC, based in Wyomissing, PA, with 23 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
4 Park Plaza, Suite 206, Wyomissing, PA, 19610
Get directionsHistory
Regulatory History (6)
Judgment / Lien
January 2024Judgment / Lien
November 2023Judgment / Lien
December 2016Customer Dispute
July 2015Judgment / Lien
September 2013Regulatory
March 2007Other Business ActivitiesSells Insurance
Jeffrey is a council member at Alvernia University, dedicating minimal time. He is also an insurance broker since 2010, selling life, health, group life, and group health insurance, and this takes minimal time. Finally, he is a member of Reading Financial Group LLC, spending about a quarter of his time on sales and solicitation of MassMutual and MML products and services.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Nylife Securities LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Long Grove Trading CO.Broker
C. J. M. Planning CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.