Shannon Hotchkiss is a registered investment advisor, based in Enfield, CT, with 25 years of industry experience.
Location
268 Hazard Ave, Enfield, CT, 06082
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shannon works as an assistant at Rubman & Associates and Innovest Financial Services, both involving tax preparation and accounting. These roles take up nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
November 2024 - September 2025 · 10 mos
Avantax Investment Services, INC.Broker
September 2002 - September 2025 · 23 yrs
Hartford Equity Sales Company INC.Broker
March 2001 - September 2002 · 1 yr 6 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.