Mark Stevenson
Mark Stevenson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 50 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (9)
Customer Dispute
May 2022Customer Dispute
May 2014Customer Dispute
January 2014Customer Dispute
July 2005Customer Dispute
October 1996Customer Dispute
November 1992Customer Dispute
April 1992Customer Dispute
January 1992Customer Dispute
November 1989Other Business Activities
Mark owns a stock trading account through Open Surfing Season LLC, buying and selling securities since 2011. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Barclays Capital INC.
Barclays Capital INC.Broker
Lehman Brothers INC.
Lehman Brothers INC.Broker
Lehman Brothers Kuhn Loeb IncorporatedBroker
White, Weld & CO. IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.