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Tonya Stockton
16 Years of Experience
Phoenix, AZ
Broker
Tonya Stockton is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 16 years of industry experience. Tonya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1702 E. Highland Ave, Suite 204, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 8 mos
Cetera Investment Services LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Assetmark, INC.
November 2022 - March 2023 · 4 mos
Assetmark Brokerage, LLCBroker
September 2022 - March 2023 · 6 mos
Advised Assets Group, LLC
July 2016 - March 2021 · 4 yrs 8 mos
Gwfs Equities, INC.Broker
July 2006 - March 2021 · 14 yrs 8 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.