SS
SS

Stephen Spraker

24 Years of Experience
Richmond, VA
Broker

Stephen Spraker is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

5820 Patterson Ave., Suite 100, Richmond, VA, 23226

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Stephen is an assistant football coach for both an organization at 701 N. Mooreland Rd and Collegiate School. These coaching positions each take about 10-20% of Stephen's time.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Truist Advisory Services, INC.
February 2021 - April 2021 · 2 mos
Truist Investment Services, INC.Broker
February 2021 - April 2021 · 2 mos
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
November 2012 - January 2013 · 2 mos
Scott & Stringfellow, LLCBroker
November 2012 - January 2013 · 2 mos
Davenport & Company LLC
January 2007 - November 2012 · 5 yrs 10 mos
Davenport & Company LLCBroker
August 2004 - November 2012 · 8 yrs 3 mos
Morgan Keegan & Company, INC.Broker
July 2001 - September 2004 · 3 yrs 2 mos
State Registrations9 states
CAFLHINCSCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Spraker - Financial Advisor | TrueAdvisor