RC
CFP
RC
CFP

Ronald Cavill

54 Years of Experience
Las Cruces, NM
1 DisclosureBroker

Ronald Cavill is a CFP-designated registered investment advisor at LPL Financial LLC, based in Las Cruces, NM, with 54 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1155-B Commerce Court, Las Cruces, NM, 88011

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Denied
Other Business Activities

Ronald operates Cavill and Company as a DBA for his LPL business and provides investment advisory services through Marshall Investment Management, dedicating nearly full-time hours to each. He also engages in tax preparation and accounting, spending about a quarter of his time on it.

Employment History
Current Registrations
Marshall Investment Management, LLC
September 2016 - Present · 9 yrs 8 mos
LPL Financial LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Royal Alliance Associates, INC.
October 2006 - September 2016 · 9 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 1989 - September 2016 · 26 yrs 10 mos
Integrated Resources Equity CorporationBroker
June 1983 - November 1989 · 6 yrs 5 mos
General American Life Insurance CompanyBroker
January 1983 - February 1985 · 2 yrs 1 mo
Investment Management & Research, INCBroker
January 1980 - June 1983 · 3 yrs 5 mos
Provident National Equities, INC.Broker
January 1977 - March 1980 · 3 yrs 2 mos
Provident National Equities, INC.Broker
June 1975 - January 1977 · 1 yr 7 mos
American General Capital Distributors INCBroker
March 1974 - July 1975 · 1 yr 4 mos
Safeco Securities, INC.Broker
October 1972 - February 1974 · 1 yr 4 mos
Mayflower Securities CO., INC.Broker
April 1970 - August 1971 · 1 yr 4 mos
State Registrations6 states
COFLMDNMVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.