Scott Mckay is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10501 N Central Expy 3rd Floor, Dallas, TX, 75231
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott operates under the DBA 4 Points Planning for his LPL business. He also sells non-variable insurance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Brokers International Financial Services, LLC.Broker
Brokers Financial
LPL Financial LLCBroker
LPL Financial LLC
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Associated Securities CORP.
The Retirement Group, LLC
Ssn Advisory, INC.
The Retirement Group
Securities Service Network, INC.Broker
Fsc Securities CorporationBroker
Financial Network Investment CorporationBroker
Princor Financial Services CorporationBroker
Fidelity Brokerage Services LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.