Sean Dranfield is a registered investment advisor, based in Chicago, IL, with 21 years of industry experience.
Location
500 W. Madison Street, Suite 500, Chicago, IL, 60661
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sean is the CEO of PT Asset Management, an investment-related business. He dedicates full-time hours to this role, with nearly full-time hours spent during trading hours.
Employment History
Current Registrations
Alps Distributors, INC.Broker
February 2025 - Present · 1 yr 2 mos
Pt Asset Management, LLC
January 2015 - Present · 11 yrs 3 mos
Previous Registrations
Performance Trust Capital Partners, LLCBroker
January 2015 - February 2025 · 10 yrs 1 mo
Pt Asset Management, LLC
January 2015 - December 2017 · 2 yrs 11 mos
World Equity Group, INC.Broker
October 2013 - February 2014 · 4 mos
World Equity Group, INC.
October 2013 - February 2014 · 4 mos
Oakpath Financial
April 2012 - December 2014 · 2 yrs 8 mos
M Holdings Securities, INC.
February 2012 - April 2012 · 2 mos
M Holdings Securities, INC.Broker
October 2011 - April 2012 · 6 mos
Foreside Fund Services, LLCBroker
May 2003 - December 2010 · 7 yrs 7 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.