TC
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Techi Carreon
24 Years of Experience
Sausalito, CA
2 Disclosures
Techi Carreon is a registered investment advisor at Baker Street Asset Management, LLC, based in Sausalito, CA, with 24 years of industry experience. Techi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 91 clients with $92M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
91 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$91.6M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.60% |
| $1M+ | 1.50% |
Fees are negotiable, with a maximum annual fee of 1.75%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1 Harbor Drive, Suite 300, Sausalito, CA, 94965
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2014Settled
Customer Dispute
October 2008Settled
Employment History
Current Registrations
Baker Street Asset Management, LLC
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Investor Fan
October 2018 - March 2019 · 5 mos
Raymond James Financial Services Advisors, INC
July 2011 - September 2018 · 7 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2011 - September 2018 · 7 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2011 - July 2011 · 6 mos
Wells Fargo Advisors, LLC
January 2011 - July 2011 · 6 mos
Wells Fargo Investments, LLC
September 2007 - January 2011 · 3 yrs 4 mos
Wells Fargo Investments, LLCBroker
April 2005 - January 2011 · 5 yrs 9 mos
Wm Financial Services, INC.Broker
March 2001 - April 2005 · 4 yrs 1 mo
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.