Stacey Lavender is a registered investment advisor, based in Casselberry, FL, with 21 years of industry experience.
Location
101 Normandy Rd, Casselberry, FL, 32707
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Regulatory History (1)
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Criminal
January 1998Final Disposition
Other Business Activities
Stacey is a FINRA arbitrator and runs multiple compliance consulting businesses, including SLLM Inc, CCS, Level Four Financial LLC, Dalmore Group, and GAR. These activities involve compliance consulting and CCO/AML officer roles, taking about a quarter of Stacey's time for Level Four Financial LLC and Dalmore Group, a few hours per week for GAR, and minimal time for SLLM Inc and CCS.
Employment History
Current Registrations
Opencash
January 2026 - Present · 6 mos
OpencashBroker
January 2026 - Present · 6 mos
Exemplar Capital, LLCBroker
February 2025 - Present · 1 yr 5 mos
Exemplar Capital, LLC
February 2025 - Present · 1 yr 5 mos
Kingswood Wealth Advisors, LLC
February 2025 - Present · 1 yr 5 mos
Kingswood Capital Partners, LLCBroker
February 2025 - Present · 1 yr 5 mos
Kingswood Capital Partners, LLC
February 2025 - Present · 1 yr 5 mos
G. A. Repple & Company
August 2024 - Present · 1 yr 11 mos
G. A. Repple & Company
April 2024 - Present · 2 yrs 3 mos
G. A. Repple & CompanyBroker
April 2024 - Present · 2 yrs 3 mos
Sequence Financial Specialists LLCBroker
January 2019 - Present · 7 yrs 6 mos
Sequence Financial Specialists LLC
January 2019 - Present · 7 yrs 6 mos
Previous Registrations
Zenith Securities LLCBroker
August 2025 - February 2026 · 6 mos
Quoin Capital LLCBroker
February 2025 - February 2026 · 1 yr
Bosonic SecuritiesBroker
February 2025 - September 2025 · 7 mos
Level Four Advisory Services
December 2021 - February 2025 · 3 yrs 2 mos
Mywallst Advisory LLC
July 2021 - November 2021 · 4 mos
Ftx Capital Markets LLCBroker
May 2021 - January 2023 · 1 yr 8 mos
Greentiger Securities LLCBroker
February 2021 - August 2022 · 1 yr 6 mos
Dalmore Group LLCBroker
February 2021 - December 2025 · 4 yrs 10 mos
Securrency Securities INC.Broker
January 2021 - August 2022 · 1 yr 7 mos
Palm Tree Securities LLCBroker
November 2020 - October 2022 · 1 yr 11 mos
Cherry TradingBroker
July 2020 - January 2023 · 2 yrs 6 mos
Peter Elish Investments SecuritiesBroker
June 2020 - December 2021 · 1 yr 6 mos
Bw Network Securities, LLCBroker
May 2020 - June 2021 · 1 yr 1 mo
Hb Securities, LLCBroker
January 2020 - August 2020 · 7 mos
Ifp Securities, LLCBroker
May 2019 - April 2020 · 11 mos
Nms Capital Advisors, LLC.Broker
December 2018 - December 2019 · 1 yr
Level Four Financial, LLC
June 2018 - December 2021 · 3 yrs 6 mos
Level Four Financial, LLCBroker
February 2018 - February 2025 · 7 yrs
Third Party Trade LLCBroker
January 2018 - April 2018 · 3 mos
Nms Capital Asset Management, INC.
December 2014 - May 2018 · 3 yrs 5 mos
Nms Capital Advisors, LLC.Broker
December 2014 - May 2018 · 3 yrs 5 mos
Nms Capital Securities, LLCBroker
December 2014 - October 2015 · 10 mos
Harbor Financial Services, LLC
December 2012 - March 2014 · 1 yr 3 mos
Harbor Financial Services, LLCBroker
December 2012 - March 2014 · 1 yr 3 mos
Gentry Securities LLCBroker
August 2012 - November 2012 · 3 mos
First Command Financial Planning, INC.Broker
June 2012 - August 2012 · 2 mos
First Command Financial Planning, INC.
June 2012 - August 2012 · 2 mos
Harbor Financial Services, LLC
October 2005 - November 2011 · 6 yrs 1 mo
Harbor Financial Services, LLCBroker
September 2005 - November 2011 · 6 yrs 2 mos
Ameriprise Financial Services, INC.
March 2005 - October 2005 · 7 mos
Ameriprise Financial Services, INC.Broker
March 2005 - October 2005 · 7 mos
Ids Life Insurance CompanyBroker
March 2005 - October 2005 · 7 mos
A. G. Edwards & Sons, INC.Broker
April 2004 - May 2004 · 1 mo
Morgan Stanley Dw INC.Broker
October 2003 - April 2004 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2001 - November 2002 · 1 yr 6 mos
State Registrations3 states
CAFLIN
AdvisorBrokerBoth
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Exams
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