TrueAdvisor
TrueAdvisor
JL
JL

Jeffrey Lapidus

LPL Financial LLC
25 Years of Experience
Englewood, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Lapidus is a registered investment advisor at LPL Financial LLC, based in Englewood, FL, with 25 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Englewood, FL

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Denied
Customer Dispute
June 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey operates JBL Financial Services Inc as a DBA for his LPL business and provides investment advisory services through Private Advisor Group, spending nearly full-time on the latter. He also owns J B Lapidus & Company, an insurance agency, and sells fixed annuities, life, health, accident, and group employee benefits, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2016 - Present · 10 yrs 1 mo
Private Advisor Group, LLC
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
LPL Financial LLC
July 2018 - October 2020 · 2 yrs 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2007 - September 2016 · 8 yrs 10 mos
National Planning CorporationBroker
November 2007 - September 2016 · 8 yrs 10 mos
Securities America Advisors, INC.
August 2003 - November 2007 · 4 yrs 3 mos
Securities America, INC.Broker
June 2003 - November 2007 · 4 yrs 5 mos
USA Financial Securities CorporationBroker
October 2002 - July 2003 · 9 mos
USA Financial Securities Corporation
October 2002 - July 2003 · 9 mos
Tower Square Securities, INC.Broker
February 2002 - October 2002 · 8 mos
Nylife Securities INC.Broker
March 2001 - February 2002 · 11 mos
State Registrations23 states
ALAZCACOCTFLGAIAILINKSKYMNMOMSNCNYOHOKORSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Englewood, FL →All financial advisors in Florida →