SH
CFP · ChFC
SH
CFP · ChFC

Shaun Hampton

24 Years of Experience
Rochester, MI
1 DisclosureBroker

Shaun Hampton is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Rochester, MI, with 24 years of industry experience. Shaun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

328 East St, Rochester, MI, 48307-2013

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2014
Denied
Other Business Activities

Shaun owns commercial real estate and several businesses, including Hampton Fox Management, LLC and Longhorn Management, LLC, to manage his financial planning practice. He also coaches girls' golf and lacrosse at Grosse Pointe South High School, and prepares taxes through GP Tax, LLC.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2015 - Present · 10 yrs 9 mos
Ameriprise Financial Services, LLC
October 2015 - Present · 10 yrs 9 mos
Ameriprise Financial Services, LLC
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
Hantz Financial Services, INC.
February 2011 - November 2015 · 4 yrs 9 mos
Hantz Financial Services, INC.Broker
June 2001 - November 2015 · 14 yrs 5 mos
State Registrations31 states
ALAZCACOCTFLGAIAIDILINKSKYMAMEMIMNMONCNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shaun Hampton - Financial Advisor | TrueAdvisor