Humberto Lopez is a registered investment advisor at Allaria Asset Management, LLC, based in Miami, FL, with 22 years of industry experience. Humberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allaria Asset Management's fees for managing your investments are based on a percentage of the total value of your account, including any borrowed funds used for investing. The annual management fee typically ranges from 0.25% to 1.50% of your account's value. However, depending on the client, AAM can agree to segment fees by asset class, for example, charging 0.12% on fixed income assets and 0.40% on all remaining assets. All fees are negotiable.
Location
1110 Brickell Avenue, Suite 603, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allaria Asset Management, LLC
Allaria Securities, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Oneamerica Securities, INC.Broker
The Princeridge Group LLCBroker
Nomura Securities International, INC.Broker
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Stanford Group Company
Stanford Group CompanyBroker
Lehman Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.