John Spaeth is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
2200 South Utica Place, Suite 500, Tulsa, OK, 74114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is an authorized agent for Roman Nose Properties, LLC (real estate) since 2020, spending minimal time on administrative tasks. He is also a partner in H4 Farms, LLC (agriculture) since 2023, dedicating about 10-20% of their time to check signing, fund disbursement, and property management, and a partner in BOS Land & Cattle, LLC (agriculture) since 2023, spending minimal time on labor/service.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley Dw INC.Broker
Morgan Stanley
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations38 states
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