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Kimberly Slack

15 Years of Experience
Shreveport, LA
Broker

Kimberly Slack is a registered investment advisor, based in Shreveport, LA, with 15 years of industry experience.

Location

333 Texas Street, Shreveport, LA, 71101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kimberly co-owns Jelks Coffee Roasters with her spouse, a coffee delivery and roasting business, with no compensation and minimal time involvement. She also has 26% ownership in CS Supply of Louisianna, a food and paper supply company, with no compensation or time commitment, and runs a travel/lifestyle blog for a few hours per week.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
February 2016 - Present · 10 yrs 3 mos
Cetera Investment Advisers LLC
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - November 2014 · 10 mos
Cetera Investment Services LLC
November 2013 - January 2014 · 2 mos
Cetera Investment Services LLCBroker
March 2013 - November 2014 · 1 yr 8 mos
Amsouth Investment Services, INC.Broker
October 2002 - January 2005 · 2 yrs 3 mos
VALIC Financial Advisors, INC.Broker
April 2001 - September 2002 · 1 yr 5 mos
The Variable Annuity Marketing CompanyBroker
April 2001 - December 2001 · 8 mos
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kimberly Slack - Financial Advisor | TrueAdvisor