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Sergio Mejia

24 Years of Experience
Miami, FL
Broker

Sergio Mejia is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, PWM - Latin America, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sergio owns rental real estate in Key Biscayne, Florida, since September 2021. He spends minimal time on administrative tasks related to this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
November 2006 - June 2009 · 2 yrs 7 mos
Lehman Brothers INC.Broker
January 2003 - November 2006 · 3 yrs 10 mos
Lehman Brothers INC.Broker
May 2001 - January 2003 · 1 yr 8 mos
State Registrations16 states
ALCACOCTDEFLILMAMDMNNHNJNYOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sergio Mejia - Financial Advisor | TrueAdvisor