GS
GS
Gene Steinberg
12 Years of Experience
Odessa, FL
3 DisclosuresBroker
Gene Steinberg is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Odessa, FL, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
Odessa, FL
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2025Final
Financial
May 2025Final
Financial
April 2022Final
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2025 - Present · 1 yr
Raymond James Financial Services, INC.Broker
April 2025 - Present · 1 yr 1 mo
Raymond James Financial Services, INC.
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Raymond James & Associates, INC.
October 2022 - April 2025 · 2 yrs 6 mos
Raymond James & Associates, INC.Broker
October 2022 - April 2025 · 2 yrs 6 mos
All of US Securities LLCBroker
March 2021 - August 2022 · 1 yr 5 mos
Morgan StanleyBroker
July 2019 - April 2021 · 1 yr 9 mos
Morgan Stanley
July 2019 - April 2021 · 1 yr 9 mos
T. Rowe Price Investment Services, INC.Broker
May 2016 - July 2019 · 3 yrs 2 mos
Univest Investments, INC.Broker
March 2001 - May 2004 · 3 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.