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ChFC
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ChFC

Thomas Fridrich

Cwm, LLC
20 Years of Experience
Omaha, NE
1 Disclosure
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Thomas Fridrich is a ChFC-designated registered investment advisor at Cwm, LLC, based in Omaha, NE, with 20 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14600 Branch St., Omaha, NE, 68154

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 1999
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas serves on the board of directors for the Society of Financial Service Professionals in a voluntary, unpaid position. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Cwm, LLC
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Mutual of Omaha Investor Services, INC.Broker
September 2013 - February 2022 · 8 yrs 5 mos
Mutual of Omaha Investor Services, INC.Broker
March 2009 - December 2011 · 2 yrs 9 mos
Mutual of Omaha Investor Services, INC.Broker
June 2005 - December 2008 · 3 yrs 6 mos
Mutual of Omaha Investor Services, INC.Broker
May 2001 - April 2003 · 1 yr 11 mos
State Registrations1 state
NE
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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