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Andrew Keppy

Highpoint Planning Partners
25 Years of Experience
Glen Ellyn, IL
BrokerSells Insurance
View SEC Summary
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Andrew Keppy is a registered investment advisor at Highpoint Planning Partners, based in Glen Ellyn, IL, with 25 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 9,258 clients with $4.8B in assets under management.

Highpoint Planning Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
114 advisors
Number of Clients
9,258 clients
Average Client Portfolio
$517K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.20%

Annual asset management fees range from 0% to 2.20% and are negotiable. LPL sponsored advisory programs have separate fee schedules with maximum annual fees ranging from 1.35% to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

577 Pennsylvania Avenue, Suite 107, Glen Ellyn, IL, 60137

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew operates HighPoint Planning Partners as a DBA for his LPL business, dedicating about a quarter of his time. He also provides investment advisory services through HighPoint Advisor Group, an independent RIA, spending nearly full-time hours on this activity. Finally, Andrew spends minimal time on non-variable insurance.

Employment History
Current Registrations
Highpoint Planning Partners
November 2021 - Present · 4 yrs 11 mos
LPL Financial LLC
December 2012 - Present · 13 yrs 10 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Highpoint Planning Partners
August 2021 - December 2021 · 4 mos
LPL Financial LLC
January 2019 - September 2020 · 1 yr 8 mos
Level Four Advisory Services
December 2013 - August 2021 · 7 yrs 8 mos
LPL Financial LLC
December 2012 - October 2015 · 2 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - December 2012 · 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2012 · 2 mos
Chase Investment Services CORP.
August 2006 - October 2012 · 6 yrs 2 mos
Chase Investment Services CORP.Broker
August 2006 - October 2012 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.
July 2001 - August 2006 · 5 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
May 2001 - August 2006 · 5 yrs 3 mos
State Registrations12 states
AZCAFLIAILINNMOHPATNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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