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CFP

Michael Law

LPL Financial LLC
25 Years of Experience
Seven Fields, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Law is a CFP-designated registered investment advisor at LPL Financial LLC, based in Seven Fields, PA, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

100 Northpointe Circle, Suite 301, Seven Fields, PA, 16046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is an agent for non-variable insurance through Good Life IA and National Brokerage, dedicating a few hours per week to each. He also works with American Senior Benefits, supplementing life and health offerings, and operates Seven Fields Wealth Management and Seven Fields Financial, LLC as DBAs for his LPL business, dedicating full-time hours to the former and a few hours per week to the latter.

Employment History
Current Registrations
LPL Financial LLC
March 2019 - Present · 7 yrs 7 mos
LPL Financial LLCBroker
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
Good Life Advisors, LLC
November 2014 - March 2019 · 4 yrs 4 mos
Private Advisor Group, LLC
June 2014 - November 2014 · 5 mos
Waddell & Reed
November 2010 - June 2014 · 3 yrs 7 mos
Waddell & ReedBroker
November 2010 - June 2014 · 3 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2010 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
November 2002 - January 2008 · 5 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2001 - December 2002 · 1 yr 7 mos
State Registrations16 states
CACOFLGALAMDMINCNMOHPASCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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