Anne Hatch is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rome, GA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

705 E 1st St, Rome, GA, 30161

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Anne works as an associate/employee and office manager for K T Financial Synergies, dedicating about half of her time to this role. This activity is investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2016 - Present · 9 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2016 - Present · 9 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - August 2016 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2008 - August 2016 · 8 yrs 6 mos
Morgan Keegan & Company, INC.
September 2003 - March 2008 · 4 yrs 6 mos
Morgan Keegan & Company, INC.Broker
April 2001 - March 2008 · 6 yrs 11 mos
Regions Investment Company, INC.Broker
March 2001 - April 2001 · 1 mo
State Registrations15 states
ALFLGAKSLAMINCNMOHOKPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.