Kim Trzeciak is a registered investment advisor, based in Manasquan, NJ, with 22 years of industry experience.
Location
2410 State Highway 34, Manasquan, NJ, 08736
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2023Pending
Employment History
Current Registrations
Aw Securities
October 2024 - Present · 1 yr 7 mos
Aw SecuritiesBroker
October 2024 - Present · 1 yr 7 mos
Allworth Financial, L.P.
October 2024 - Present · 1 yr 7 mos
Previous Registrations
George Mckelvey CO., LLC
April 2013 - October 2024 · 11 yrs 6 mos
George Mckelvey CO., INC.Broker
April 2013 - December 2020 · 7 yrs 8 mos
Allied Beacon Partners, INC.Broker
August 2012 - April 2013 · 8 mos
Allied Beacon Wealth Management, LLC
June 2012 - April 2013 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - September 2011 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - September 2011 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
February 2006 - September 2006 · 7 mos
Legg Mason Wood Walker, IncorporatedBroker
February 2004 - February 2006 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2002 - January 2004 · 1 yr 6 mos
State Registrations1 state
NJ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.