Jon Augustine is a CFA-designated registered investment advisor at Btc Capital Management, based in Des Moines, IA, with 27 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 80 clients with $4.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
Rates shown are for equity investments. Fixed income rates are 0.50% for the first $5M, 0.45% for the next $5M, and 0.40% over $10M. Cash rates are 0.30% for the first $25M, 0.20% for the next $25M, and 0.15% over $50M. Fees may be negotiable.
Fee Estimator
Location
453 7th Street, Des Moines, IA, 50309-3702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Btc Capital Management
Previous Registrations
Wb Capital Management INC.
Vmf Capital
Vmf Capital LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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