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Alfred Hobgood

24 Years of Experience
Raleigh, NC
Broker

Alfred Hobgood is a registered investment advisor at RBC Capital Markets, LLC, based in Raleigh, NC, with 24 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

3800 Glenwood Avenue, Suite 400, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alfred is on the board of directors for Interact of Wake County, a domestic violence awareness group, dedicating minimal time. He is also a passive owner in CNG Partners, LLC, an animal waste to natural gas conversion business, and H&H Brothers LLC, an investment LLC with his brother, both requiring minimal time.

Employment History
Current Registrations
RBC Capital Markets, LLC
November 2017 - Present · 8 yrs 6 mos
RBC Capital Markets, LLC
November 2017 - Present · 8 yrs 6 mos
RBC Capital Markets, LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2009 - November 2017 · 8 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - November 2017 · 8 yrs 10 mos
Scott & Stringfellow, LLC
February 2002 - February 2009 · 7 yrs
Scott & Stringfellow, LLCBroker
June 2001 - February 2009 · 7 yrs 8 mos
State Registrations16 states
ALCTDCDEFLGAIDINKYMDNCNYPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alfred Hobgood - Financial Advisor | TrueAdvisor