Michael Herzberg is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2013 - Present · 13 yrs 5 mos
Morgan StanleyBroker
January 2013 - Present · 13 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.
April 2009 - February 2013 · 3 yrs 10 mos
Oppenheimer & CO. INC.Broker
April 2009 - February 2013 · 3 yrs 10 mos
Banc of America Investment Services, INC.
March 2007 - April 2009 · 2 yrs 1 mo
Banc of America Investment Services, INC.Broker
April 2001 - April 2009 · 8 yrs
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.