LG
CFP
LG
CFP
Lynn Gillen
24 Years of Experience
Charleston, SC
1 DisclosureBroker
Lynn Gillen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Charleston, SC, with 24 years of industry experience. Lynn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
125-E Wappoo Creek Dr Ste 201B, Charleston, SC, 29412
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2012Settled
Other Business Activities
Lynn is a financial planner doing business as Gillen Wealth Management, LLC for marketing purposes. This activity takes nearly all of Lynn's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
September 2019 - Present · 6 yrs 8 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
March 2012 - May 2021 · 9 yrs 2 mos
Summit Brokerage Services, INC.Broker
March 2012 - September 2019 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2005 - April 2012 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2005 - April 2012 · 6 yrs 8 mos
Morgan Stanley Dw INC.Broker
May 2001 - August 2005 · 4 yrs 3 mos
State Registrations8 states
AZFLGAINMINMSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.