Nicholas Hammond
Nicholas Hammond is a registered investment advisor at LPL Financial LLC, based in Auburn, MA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
714B Southbridge Street, Auburn, MA, 01501
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2012Other Business Activities
Nicholas is involved with Palmer Hammond Inc. DBA Palmer Hammond Tax Services, providing tax preparation, accounting, and CPA services since 2013. This investment-related activity takes about 10-20% of Nicholas's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Opus Investment Management, INC.
Veravest Investments, INC.Broker
Phoenix Equity Planning CorporationBroker
Veravest Investments, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.