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John Beato

Osaic Wealth, INC.
25 Years of Experience
Poland, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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John Beato is a registered investment advisor at Osaic Wealth, INC., based in Poland, OH, with 25 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

6400 Olde Stone Crossing, Poland, OH, 44514

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History

Regulatory History (1)
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Judgment / Lien
July 2012
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is the owner of Cornerstone Wealth Advisors, LLC, a DBA, dedicating full-time hours to it. He is also an insurance agent since 2001, selling fixed annuities, life insurance, and long-term care, spending a few hours per week on this activity.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
October 2023 - Present · 3 yrs
Osaic Wealth, INC.
October 2023 - Present · 3 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - October 2023 · 12 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2011 - October 2023 · 12 yrs 8 mos
Evolve Securities, INC.Broker
March 2010 - December 2010 · 9 mos
Evolve Investment Advisors
March 2010 - December 2010 · 9 mos
First Midwest Securities, INC.Broker
March 2009 - December 2009 · 9 mos
World Group Securities, INC.Broker
April 2002 - February 2009 · 6 yrs 10 mos
Wma Securities, INC.Broker
March 2001 - April 2002 · 1 yr 1 mo
State Registrations8 states
FLGAILNCOHPASCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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