AB
AB

Andrew Neil Buchanan

24 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
10 advisors
Number of Clients
6,438 clients
Average Client Portfolio
$11.6M average
Assets Under Management
$74.7B

Fee Structure

Minimum Investment:$10M
Financial Planning:Investment management only
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Location

281 Brooks Street, Laguna Beach, CA, 92651-2974

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as a Managing Director at WCM Investment Management, marketing their investment vehicles, and is a registered representative of IMST Distributors to sell WCM Investment Management funds. This takes significantly more than full-time hours.

Employment History
Current Registrations
Wcm Investment Management
February 2024 - Present · 2 yrs
Imst Distributors, LLCBroker
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Natixis Distribution, L.P.Broker
May 2019 - September 2021 · 2 yrs 4 mos
Janus Henderson DistributorsBroker
June 2013 - May 2019 · 5 yrs 11 mos
Morgan Stanley
June 2009 - January 2013 · 3 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2013 · 3 yrs 7 mos
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
June 2008 - June 2009 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2001 - June 2008 · 7 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.