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Andrew Buchanan

Wcm Investment Management
24 Years of Experience
Laguna Beach, CA
Broker
View SEC Summary
View SEC Summary

Andrew Buchanan is a registered investment advisor at Wcm Investment Management, based in Laguna Beach, CA, with 24 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 6,735 clients with $97B in assets under management.

Wcm Investment Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
6,735 clients
Average Client Portfolio
$14.4M average
Assets Under Management
$96.8B

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fee is 1% of assets under management. Fees and minimums are negotiable based on account size, strategy, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

281 Brooks Street, Laguna Beach, CA, 92651-2974

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as a Managing Director at WCM Investment Management, marketing their investment vehicles, and is a registered representative of IMST Distributors to sell WCM Investment Management funds. This takes significantly more than full-time hours.

Employment History
Current Registrations
Wcm Investment Management
February 2024 - Present · 2 yrs 8 mos
Imst Distributors, LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Natixis Distribution, L.P.Broker
May 2019 - September 2021 · 2 yrs 4 mos
Janus Henderson DistributorsBroker
June 2013 - May 2019 · 5 yrs 11 mos
Morgan StanleyBroker
June 2009 - January 2013 · 3 yrs 7 mos
Morgan Stanley
June 2009 - January 2013 · 3 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2001 - June 2008 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2001 - June 2008 · 7 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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