Mindy Kirby
Mindy Kirby is a registered investment advisor at Kovack Advisors, INC., based in Rowlett, TX, with 24 years of industry experience. Mindy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
5209 Natchez Drive, Rowlett, TX, 75088
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2020Other Business ActivitiesSells Insurance
Mindy is the President & CEO of Kirby Wealth Management, dedicating all of her time to business development, compliance, administration, sales, bookkeeping, and management. She also holds a Texas insurance license and spends about 10-20% of her time selling annuities, term life insurance, long-term care, and split-level funding pension plans.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.
Kovack Securities INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Beacon Financial Group
Kestra Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.