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Penney Sick

24 Years of Experience
Visalia, CA
Broker

Penney Sick is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Visalia, CA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

401 N Church Street, Visalia, CA, 93291

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2013 - Present · 12 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2013 - Present · 12 yrs 9 mos
Raymond James Financial Services, INC.
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
December 2008 - August 2013 · 4 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2008 - August 2013 · 4 yrs 8 mos
Wachovia Securities, LLC
January 2008 - December 2008 · 11 mos
Wachovia Securities, LLCBroker
January 2008 - December 2008 · 11 mos
A. G. Edwards & Sons, INC.Broker
May 2001 - January 2008 · 6 yrs 8 mos
A. G. Edwards & Sons, INC.
March 2001 - January 2008 · 6 yrs 10 mos
State Registrations24 states
ALARAZCACODEFLIAIDILMDMNMONCNVNYOHOKORPATXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.