BH
BH

Brent Howard

23 Years of Experience
Houston, TX
Broker

Brent Howard is a registered investment advisor at RBC Capital Markets, LLC, based in Houston, TX, with 23 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2 Post Oak Central, 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX, 77056-3859

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
November 2015 - Present · 10 yrs 8 mos
RBC Capital Markets, LLC
November 2015 - Present · 10 yrs 8 mos
RBC Capital Markets, LLC
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
Wunderlich Securities, INC.
December 2012 - November 2015 · 2 yrs 11 mos
Wunderlich Securities, INC.Broker
December 2012 - November 2015 · 2 yrs 11 mos
Sanders Morris Harris INC.
October 2007 - December 2012 · 5 yrs 2 mos
Sanders Morris Harris INC.Broker
September 2005 - December 2012 · 7 yrs 3 mos
Assent LLCBroker
March 2003 - January 2004 · 10 mos
Andover Brokerage, L.L.C.Broker
February 2003 - March 2003 · 1 mo
Schonfeld Securities, LLCBroker
March 2002 - February 2003 · 11 mos
Zone Trading Partners, LLCBroker
July 2001 - January 2002 · 6 mos
Protrader Securities CorporationBroker
April 2001 - September 2001 · 5 mos
State Registrations9 states
CADEGAMSOHOKTNTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.