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Jose Paniagua

Wells Fargo Advisors
24 Years of Experience
New York, NY
1 DisclosureBroker
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Jose Paniagua is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 24 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

180 Madison Ave, New York, NY, 10016

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
September 2022 - Present · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
LPL Financial LLC
October 2020 - September 2022 · 1 yr 11 mos
LPL Financial LLCBroker
October 2020 - September 2022 · 1 yr 11 mos
J.P. Morgan Securities LLC
October 2012 - June 2020 · 7 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2020 · 7 yrs 8 mos
Chase Investment Services CORP.
May 2005 - October 2012 · 7 yrs 5 mos
Chase Investment Services CORP.Broker
September 2004 - October 2012 · 8 yrs 1 mo
H&r Block Financial Advisors, INC.Broker
November 2003 - August 2004 · 9 mos
Morgan Stanley Dw INC.Broker
May 2001 - November 2003 · 2 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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