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Thomas O'connor

Catalyst Financial Partners
26 Years of Experience
Vero Beach, FL
View SEC Summary
View SEC Summary

Thomas O'connor is a registered investment advisor at Catalyst Financial Partners, based in Vero Beach, FL, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 355 clients with $1.7B in assets under management.

Catalyst Financial Partners
Compensation
Fee-Only (% of Portfolio)
Firm Size
11 advisors
Number of Clients
355 clients
Average Client Portfolio
$4.9M average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$1M
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.90%

Fees are negotiable up to a maximum of 1.9% annually, billed monthly in arrears based on average daily balance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Vero Beach, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is Of Counsel to O'Connor, Carnathan and Mack, a law firm, dedicating minimal time. He is also an investor in Apex Quantitative Group, LLC, a quantitative investment manager, spending minimal time on this activity.

Employment History
Current Registrations
Catalyst Financial Partners
April 2026 - Present · 6 mos
Previous Registrations
Catalyst Financial Partners
August 2020 - November 2024 · 4 yrs 3 mos
MML Investors Services, LLC
March 2017 - November 2021 · 4 yrs 8 mos
MML Investors Services, LLCBroker
March 2017 - November 2021 · 4 yrs 8 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Mariner
February 2010 - June 2026 · 16 yrs 4 mos
New England Securities Corporation
May 2009 - January 2015 · 5 yrs 8 mos
New England SecuritiesBroker
April 2009 - January 2015 · 5 yrs 9 mos
Investors Capital CORP.Broker
April 2003 - December 2008 · 5 yrs 8 mos
Silvercrest Asset Management Group LLC
April 2000 - November 2008 · 8 yrs 7 mos
State Registrations3 states
FLMATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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