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Thomas Neal O'connor

25 Years of Experience
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
3,242 clients
Average Client Portfolio
$726K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
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Location

5700 West 112th Street, Suite 500, Overland Park,, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is Of Counsel to O'Connor, Carnathan and Mack, a law firm, dedicating minimal time. He is also an investor in Apex Quantitative Group, LLC, a quantitative investment manager, spending minimal time on this activity.

Employment History
Current Registrations
Mariner
February 2010 - Present · 16 yrs
Previous Registrations
Catalyst Financial Partners
August 2020 - November 2024 · 4 yrs 3 mos
MML Investors Services, LLCBroker
March 2017 - November 2021 · 4 yrs 8 mos
MML Investors Services, LLC
March 2017 - November 2021 · 4 yrs 8 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
May 2009 - January 2015 · 5 yrs 8 mos
New England SecuritiesBroker
April 2009 - January 2015 · 5 yrs 9 mos
Investors Capital CORP.Broker
April 2003 - December 2008 · 5 yrs 8 mos
Silvercrest Asset Management Group LLC
April 2000 - November 2008 · 8 yrs 7 mos
State Registrations3 states
FLMATX
Advisor
Exams
No exam information available for this advisor.