James Evans is a CFA-designated registered investment advisor at Thompson Investment Management, INC., based in Madison, WI, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 470 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Fees are negotiable and may vary. Standard fee schedule for fixed income only accounts: 0.80% on the first $5,000,000, 0.70% on the balance. In the event a client’s portfolio includes shares of the investment company managed by TIM, the value of such shares is not included in the fee calculation.
Fee Estimator
Location
1255 Fourier Drive, Suite 200, Madison, WI, 53717
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thompson Investment Management, INC.
Previous Registrations
Nakoma Capital Management, LLC
State Registrations2 states
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