RW
CFP
RW
CFP

Roderick Washington

22 Years of Experience
Stockbridge, GA
3 DisclosuresBroker

Roderick Washington is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Stockbridge, GA, with 22 years of industry experience. Roderick is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

Stockbridge, GA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2012
Judgment / Lien
June 2008
Judgment / Lien
May 2007
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr 1 mo
Cetera Financial Specialists LLC
April 2025 - Present · 1 yr 6 mos
Cetera Wealth Services, LLC
April 2025 - Present · 1 yr 6 mos
Cetera Investment Services LLC
April 2025 - Present · 1 yr 6 mos
Cetera Advisors LLCBroker
April 2025 - Present · 1 yr 6 mos
Cetera Financial Specialists LLCBroker
April 2025 - Present · 1 yr 6 mos
Cetera Wealth Services, LLCBroker
April 2025 - Present · 1 yr 6 mos
Cetera Advisors LLC
April 2025 - Present · 1 yr 6 mos
Cetera Investment Services LLCBroker
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Avantax Investment Services, INC.Broker
July 2021 - September 2025 · 4 yrs 2 mos
Avantax Advisory Services
July 2021 - September 2025 · 4 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2021 - June 2021 · 1 mo
Avantax Planning Partners, INC.
March 2021 - May 2021 · 2 mos
Avantax Advisory Services
October 2019 - May 2021 · 1 yr 7 mos
Avantax Investment Services, INC.Broker
October 2019 - May 2021 · 1 yr 7 mos
1st Global Advisors INC
December 2010 - October 2019 · 8 yrs 10 mos
1st Global Capital CORP.Broker
August 2005 - October 2019 · 14 yrs 2 mos
VALIC Financial Advisors, INC.
July 2004 - February 2005 · 7 mos
VALIC Financial Advisors, INC.Broker
June 2004 - February 2005 · 8 mos
Hibernia Investments, L.L.C.Broker
August 2002 - March 2003 · 7 mos
Fidelity Brokerage Services LLCBroker
June 2001 - December 2001 · 6 mos
State Registrations2 states
GATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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