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Diane Spagnola

23 Years of Experience
Canfield, OH
Broker

Diane Spagnola is a registered investment advisor at Morgan Stanley, based in Canfield, OH, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3635 Boardman Canfield Road, Canfield, OH, 44406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Diane is an officer of the Fraternal Order of Eagles, a non-profit organization, and spends minimal time on marketing and fundraising activities. This activity is not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
July 2021 - Present · 4 yrs 10 mos
Morgan Stanley
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2003 - August 2021 · 18 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - August 2021 · 19 yrs
State Registrations33 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.