Marco Lockmann is a registered investment advisor at Morgan Stanley, based in New York, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2016 - Present · 9 yrs 11 mos
Morgan StanleyBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
November 2014 - April 2016 · 1 yr 5 mos
Seaport Global Securities LLCBroker
October 2014 - November 2014 · 1 mo
Banco Votorantim Securities, INC.Broker
August 2006 - January 2013 · 6 yrs 5 mos
Bba Icatu Securities INC.Broker
May 2001 - June 2003 · 2 yrs 1 mo
State Registrations32 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.