Steven Carpenter is a registered investment advisor, based in Kokomo, IN, with 14 years of industry experience.
Location
2704 S Goyer Rd, Kokomo, IN, 46902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is involved in several business activities, including insurance sales, financial planning, business consulting, tax preparation, real estate, and media content creation. He dedicates about half his time to TFI Insurance and minimal time to Covenant Business and Tax Solutions, Covenant Financial Planning LLC, and Covenant Media Network.
Employment History
Current Registrations
Cfd Investments, INC.Broker
Creative Financial Designs, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Chase Investment Services CORP.Broker
PFS Investments INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.