Roger Mcconnell is a registered investment advisor, based in Plymouth, MN, with 24 years of industry experience.
Location
505 N Highway 169, Suite 900, Plymouth, MN, 55441
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger is involved in several business activities, including real estate rental since 1982 and 2024, and operating his LPL business under the DBA Wealth Enhancement Group since 2022. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating nearly full-time hours to this activity, and serves as a non-profit board member at Lompoc Valley Medical Center, dedicating minimal time.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
Mutual Securities, INC.Broker
Vivid Financial Management, INC.
Raymond James Financial Services Advisors, INC
Stillman Capital Group
Raymond James Financial Services, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.