William Smothers is a registered investment advisor at LPL Financial LLC, based in Bend, OR, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
749 NW Arizona St. Suite 100, Bend, OR, 97703
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is associated with Employee Benefit Design Inc as an S corporation since 1998, dedicating about 10-20% of his time. He also operates Pacific Northwest Retirement Planners as a DBA for his LPL business since 2007, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Kms Financial Services, INC
Securian Financial Services, INC.Broker
State Registrations5 states
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