NM
NM

Nathan Mains

24 Years of Experience
Los Angeles, CA
Broker

Nathan Mains is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 24 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nathan owns PK, LLC (Palmetto Kiss, LLC), a rental property, since July 2020. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Capital Client Group, INC.
October 2013 - Present · 12 yrs 7 mos
Capital Client Group, INC.Broker
May 2001 - Present · 25 yrs
Capital Client Group, INC.
May 2001 - Present · 25 yrs
State Registrations3 states
CAGASC
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.