SR
CFP
SR
CFP

Seth Riddle

24 Years of Experience
Melbourne, FL
Broker

Seth Riddle is a CFP-designated registered investment advisor at LPL Financial LLC, based in Melbourne, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

7331 Office Park Place Ste 300, Melbourne, FL, 32940

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Seth is doing business as Space Coast Wealth Advisors, a DBA for LPL business, dedicating a few hours per week. He is also associated with Four Justice LLC and Huddleston, Robbins and Riddle, PA, but spends no time on these activities.

Employment History
Current Registrations
LPL Financial LLC
December 2009 - Present · 16 yrs 5 mos
LPL Financial LLCBroker
December 2009 - Present · 16 yrs 5 mos
Previous Registrations
Cuso Financial Services, L.P.
October 2004 - December 2009 · 5 yrs 2 mos
Cuso Financial Services, L.P.Broker
July 2003 - December 2009 · 6 yrs 5 mos
Wm Financial Services, INC.Broker
May 2003 - July 2003 · 2 mos
Jackson National Life Distributors, INC.Broker
October 2002 - January 2003 · 3 mos
Woodbury Financial Services, INC.Broker
April 2001 - August 2002 · 1 yr 4 mos
State Registrations16 states
ALAZCACOFLGALAMAMONCOHPASCTXVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Seth Riddle - Financial Advisor | TrueAdvisor