James L Workman

Sb Advisory, LLC

23 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEstate PlanningFinancial Planning & CoachingInvestment ManagementHigh Net WorthBusiness Owners

Sb Advisory, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

31 advisors

Number of Clients

1,045 clients

Average Client Portfolio

$274K average

Assets Under Management

$285.9M

Fee Structure

Minimum Investment:None

Location

3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184

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History

Regulatory History (1)

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Employment Separation After Allegations

October 2022

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Other Business ActivitiesSells Insurance

James is an owner/partner/investment adviser/producer at Workman Financial Services, LLP since 2008, dedicating full-time hours. He sells general securities and insurance products, including equity indexed annuities, and offers financial services through fixed insurance and securities-related products.

Employment History

Current Registrations

San Blas Securities LLC

November 2022 - Present · 3 yrs 3 mos

San Blas Securities LLCBroker

November 2022 - Present · 3 yrs 3 mos

Sb Advisory, LLC

October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Concourse Financial Group Advisors

August 2010 - October 2022 · 12 yrs 2 mos

Concourse Financial Group Securities, INC.Broker

May 2008 - October 2022 · 14 yrs 5 mos

Ameritas Investment CORP.Broker

January 2006 - May 2008 · 2 yrs 4 mos

Allstate Financial Services, LLCBroker

January 2005 - February 2006 · 1 yr 1 mo

The O.N. Equity Sales CompanyBroker

April 2004 - December 2004 · 8 mos

Metlife Securities INC.Broker

April 2002 - December 2002 · 8 mos

Metropolitan Life Insurance CompanyBroker

April 2002 - December 2002 · 8 mos

1717 Capital Management CompanyBroker

May 2001 - April 2002 · 11 mos

State Registrations3 states

MDNJPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.