Mark Schwartz
Mark Schwartz is a registered investment advisor at Estate & Trust Advisors, based in Riverwoods, IL, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 175 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $10.0M | 1.00% |
| $10M+ | 0.80% |
Minimum annual fee is $3,750. Fees are negotiable and household accounts may be aggregated to meet minimums.
Fee Estimator
Location
2610 Lake Cook Road, Suite 190, Riverwoods, IL, 60015
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark sells fixed insurance products. The filing does not specify the time commitment.
Employment History
Current Registrations
Estate & Trust Advisors
Previous Registrations
Estate & Trust Advisors
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jordan JacobsEstate & Trust Advisors
- Joshua Lelah, CFPLelah Financial, LLC