AM
CFP
AM
CFP

Andrew Cassedy Miller

24 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
3,774 clients
Average Client Portfolio
$325K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$3K
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Location

305 Spindrift Drive, Williamsville, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is involved in advisory consulting and business development for Independent Solutions Wealth Management and Peak Brokerage Services. He works in sales for both entities.

Employment History
Current Registrations
Independent Solutions Wealth Management, LLC
September 2022 - Present · 3 yrs 5 mos
Peak Brokerage Services, LLC
August 2022 - Present · 3 yrs 6 mos
Peak Brokerage Services, LLCBroker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2022 - July 2022 · 4 mos
Ameriprise Financial Services, LLCBroker
March 2022 - July 2022 · 4 mos
Sorrento Pacific Financial, LLCBroker
March 2020 - March 2022 · 2 yrs
Cuso Financial Services, L.P.Broker
February 2020 - March 2022 · 2 yrs 1 mo
Cadaret, Grant & CO., INC.Broker
February 2020 - March 2022 · 2 yrs 1 mo
Alphasource Investment Counsel, INC
April 2012 - July 2013 · 1 yr 3 mos
Visionary Asset Management
March 2012 - April 2019 · 7 yrs 1 mo
Next Financial Group, INC.
April 2010 - March 2022 · 11 yrs 11 mos
Next Financial Group, INC.Broker
April 2010 - March 2022 · 11 yrs 11 mos
Comerica Securities
August 2007 - April 2010 · 2 yrs 8 mos
Comerica SecuritiesBroker
August 2007 - April 2010 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - August 2007 · 0 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2007 - August 2007 · 0 mos
Usf Securities, L.P.Broker
March 2006 - July 2007 · 1 yr 4 mos
Usf Advisors, LLC
March 2006 - July 2007 · 1 yr 4 mos
Comerica SecuritiesBroker
October 2002 - March 2006 · 3 yrs 5 mos
Comerica Securities
October 2002 - March 2006 · 3 yrs 5 mos
Park Avenue Securities LLC
September 2002 - November 2002 · 2 mos
Park Avenue Securities LLCBroker
August 2002 - November 2002 · 3 mos
Securian Financial Services, INC.
August 2001 - July 2002 · 11 mos
Securian Financial Services, INC.Broker
July 2001 - July 2002 · 1 yr
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Cassedy Miller - Financial Advisor | TrueAdvisor